Nasdaq

7. REGULATOR MODULE (UI prompt)

Module Entities (9)

Entity	Alias	Module	Global Schema
(1) Country	*Country*	ExchangeModule	Nasdaq
(2) Exchange	*Exchange*	ExchangeModule	Nasdaq
(3) Inspection	*Inspection*	ExchangeModule	Nasdaq
(4) LegalAction	*LegalAction*	RegulatorModule	Nasdaq
(5) Listing	*Listing*	ListingModule	Nasdaq
(6) MarketMaker	*MarketMaker*	RegulatorModule	Nasdaq
(7) MarketMakerQuotePermission	*MarketMakerQuotePermission*	QuoteLevelModule	Nasdaq
(8) Regulator	*Regulator*	RegulatorModule	Nasdaq
(9) Security	*Security*	RegulatorModule	Nasdaq

Module Interfaces (26)

Remote Method	Local Method	Module	HTTP-Method	References
(1) /security/{id}	*updateSecurityById(security)*	RegulatorModule	*PUT*	Security
(2) /marketmaker/{id}	*deleteMarketMakerById(id)*	RegulatorModule	*DELETE*	MarketMaker
(3) /marketmaker	*findAllMarketMaker()*	RegulatorModule	*GET*	MarketMaker
(4) /marketmaker	*insertMarketMaker(marketmaker)*	RegulatorModule	*POST*	MarketMaker
(5) /security/listing/{id}	*findAllSecurityOfListing(id)*	RegulatorModule	*GET*	Listing Security
(6) /legalaction/{id}	*updateLegalActionById(legalaction)*	RegulatorModule	*PUT*	LegalAction
(7) /marketmaker/regulator/{id}	*findAllMarketMakerOfRegulator(id)*	RegulatorModule	*GET*	Regulator MarketMaker
(8) /legalaction	*findAllLegalAction()*	RegulatorModule	*GET*	LegalAction
(9) /regulator/{id}	*deleteRegulatorById(id)*	RegulatorModule	*DELETE*	Regulator
(10) /marketmaker/country/{id}	*findAllMarketMakerOfCountry(id)*	RegulatorModule	*GET*	Country MarketMaker
(11) /security/{id}	*deleteSecurityById(id)*	RegulatorModule	*DELETE*	Security
(12) /marketmaker/{id}	*findMarketMakerById(id)*	RegulatorModule	*GET*	MarketMaker
(13) /security	*findAllSecurity()*	RegulatorModule	*GET*	Security
(14) /legalaction/{id}	*deleteLegalActionById(id)*	RegulatorModule	*DELETE*	LegalAction
(15) /regulator	*insertRegulator(regulator)*	RegulatorModule	*POST*	Regulator
(16) /legalaction/exchange/{id}	*findAllLegalActionOfExchange(id)*	RegulatorModule	*GET*	Exchange LegalAction
(17) /security/{id}	*findSecurityById(id)*	RegulatorModule	*GET*	Security
(18) /legalaction	*insertLegalAction(legalaction)*	RegulatorModule	*POST*	LegalAction
(19) /regulator/{id}	*updateRegulatorById(regulator)*	RegulatorModule	*PUT*	Regulator
(20) /regulator	*findAllRegulator()*	RegulatorModule	*GET*	Regulator
(21) /regulator/{id}	*findRegulatorById(id)*	RegulatorModule	*GET*	Regulator
(22) /marketmaker/{id}	*updateMarketMakerById(marketmaker)*	RegulatorModule	*PUT*	MarketMaker
(23) /regulator/country/{id}	*findAllRegulatorOfCountry(id)*	RegulatorModule	*GET*	Country Regulator
(24) /security	*insertSecurity(security)*	RegulatorModule	*POST*	Security
(25) /legalaction/regulator/{id}	*findAllLegalActionOfRegulator(id)*	RegulatorModule	*GET*	Regulator LegalAction
(26) /legalaction/{id}	*findLegalActionById(id)*	RegulatorModule	*GET*	LegalAction

7.1 LEGAL ACTION

LegalAction

RegulatorModule

Nasdaq

Properties (5)

Property	Type	Entity	Reference	Module
*(1) ActionDate*	*DATE*	LegalAction
*(2) ActionType*	*STRING*	LegalAction
*(3) Description*	*STRING*	LegalAction
*(4) Exchange*	*INT*	LegalAction	Exchange	ExchangeModule
*(5) Regulator*	*INT*	LegalAction	Regulator	RegulatorModule

Example:

final LegalAction legalaction = (LegalAction) invokeModule(REGULATOR_MODULE + "/legalaction/" + id, LegalAction.class);
if (legalaction != null) {
    final Exchange exchange1 = (Exchange) invokeModule(EXCHANGE_MODULE + "/exchange/" + legalaction.getExchange().getId(), Exchange.class);
    if (exchange1 != null) {
        final Company ownercompany2 = (Company) invokeModule(COMPANY_MODULE + "/company/" + exchange1.getOwnerCompany().getId(), Company.class);
        if (ownercompany2 != null) {
            final Country country3 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + ownercompany2.getCountry().getId(), Country.class);
            if (country3 != null) {
            }
        }
        final City locationcity4 = (City) invokeModule(CITY_MODULE + "/city/" + exchange1.getLocationCity().getId(), City.class);
        if (locationcity4 != null) {
            final Country country5 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + locationcity4.getCountry().getId(), Country.class);
            if (country5 != null) {
            }
        }
        final Country locationcountry6 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + exchange1.getLocationCountry().getId(), Country.class);
        if (locationcountry6 != null) {
        }
    }
    final Regulator regulator7 = (Regulator) invokeModule(REGULATOR_MODULE + "/regulator/" + legalaction.getRegulator().getId(), Regulator.class);
    if (regulator7 != null) {
        final Country country8 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + regulator7.getCountry().getId(), Country.class);
        if (country8 != null) {
        }
    }
}
return legalaction;

7.2 MARKET MAKER

MarketMaker

RegulatorModule

Nasdaq

Properties (4)

Property	Type	Entity	Reference	Module
*(1) Country*	*INT*	MarketMaker	Country	ExchangeModule
*(2) IsNasdaqMember*	*BOOL*	MarketMaker
*(3) Name*	*STRING*	MarketMaker
*(4) Regulator*	*INT*	MarketMaker	Regulator	RegulatorModule

Example:

final MarketMaker marketmaker = (MarketMaker) invokeModule(REGULATOR_MODULE + "/marketmaker/" + id, MarketMaker.class);
if (marketmaker != null) {
    final Regulator regulator1 = (Regulator) invokeModule(REGULATOR_MODULE + "/regulator/" + marketmaker.getRegulator().getId(), Regulator.class);
    if (regulator1 != null) {
        final Country country2 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + regulator1.getCountry().getId(), Country.class);
        if (country2 != null) {
        }
    }
    final Country country3 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + marketmaker.getCountry().getId(), Country.class);
    if (country3 != null) {
    }
}
return marketmaker;

7.3 REGULATOR

Regulator

RegulatorModule

Nasdaq

Properties (4)

Property	Type	Entity	Reference	Module
*(1) Country*	*INT*	Regulator	Country	ExchangeModule
*(2) Name*	*STRING*	Regulator
*(3) Type*	*STRING*	Regulator
*(4) Website*	*STRING*	Regulator

Example:

final Regulator regulator = (Regulator) invokeModule(REGULATOR_MODULE + "/regulator/" + id, Regulator.class);
if (regulator != null) {
    final Country country1 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + regulator.getCountry().getId(), Country.class);
    if (country1 != null) {
    }
}
return regulator;

7.4 SECURITY

Security

RegulatorModule

Nasdaq

Properties (4)

Property	Type	Entity	Reference	Module
*(1) Currency*	*STRING*	Security
*(2) IsActive*	*BOOL*	Security
*(3) Listing*	*INT*	Security	Listing	ListingModule
*(4) SecurityType*	*STRING*	Security

Example:

final Security security = (Security) invokeModule(REGULATOR_MODULE + "/security/" + id, Security.class);
if (security != null) {
    final Listing listing1 = (Listing) invokeModule(LISTING_MODULE + "/listing/" + security.getListing().getId(), Listing.class);
    if (listing1 != null) {
        final Company company2 = (Company) invokeModule(COMPANY_MODULE + "/company/" + listing1.getCompany().getId(), Company.class);
        if (company2 != null) {
            final Country country3 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + company2.getCountry().getId(), Country.class);
            if (country3 != null) {
            }
        }
        final MarketTier markettier4 = (MarketTier) invokeModule(MARKET_TIER_MODULE + "/markettier/" + listing1.getMarketTier().getId(), MarketTier.class);
        if (markettier4 != null) {
            final Exchange exchange5 = (Exchange) invokeModule(EXCHANGE_MODULE + "/exchange/" + markettier4.getExchange().getId(), Exchange.class);
            if (exchange5 != null) {
                final Company ownercompany6 = (Company) invokeModule(COMPANY_MODULE + "/company/" + exchange5.getOwnerCompany().getId(), Company.class);
                if (ownercompany6 != null) {
                    final Country country7 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + ownercompany6.getCountry().getId(), Country.class);
                    if (country7 != null) {
                    }
                }
                final City locationcity8 = (City) invokeModule(CITY_MODULE + "/city/" + exchange5.getLocationCity().getId(), City.class);
                if (locationcity8 != null) {
                    final Country country9 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + locationcity8.getCountry().getId(), Country.class);
                    if (country9 != null) {
                    }
                }
                final Country locationcountry10 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + exchange5.getLocationCountry().getId(), Country.class);
                if (locationcountry10 != null) {
                }
            }
        }
        final Exchange exchange11 = (Exchange) invokeModule(EXCHANGE_MODULE + "/exchange/" + listing1.getExchange().getId(), Exchange.class);
        if (exchange11 != null) {
            final Company ownercompany12 = (Company) invokeModule(COMPANY_MODULE + "/company/" + exchange11.getOwnerCompany().getId(), Company.class);
            if (ownercompany12 != null) {
                final Country country13 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + ownercompany12.getCountry().getId(), Country.class);
                if (country13 != null) {
                }
            }
            final City locationcity14 = (City) invokeModule(CITY_MODULE + "/city/" + exchange11.getLocationCity().getId(), City.class);
            if (locationcity14 != null) {
                final Country country15 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + locationcity14.getCountry().getId(), Country.class);
                if (country15 != null) {
                }
            }
            final Country locationcountry16 = (Country) invokeModule(EXCHANGE_MODULE + "/country/" + exchange11.getLocationCountry().getId(), Country.class);
            if (locationcountry16 != null) {
            }
        }
    }
}
return security;